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Series 7 Licensed Operations Associate

Company: VirtualVocations
Location: Saint Louis
Posted on: February 4, 2025

Job Description:

A company is looking for an Equities Trading Operations Associate to support the day-to-day operations of the broker dealer.



Key Responsibilities

Perform trade and position reconciliation to ensure accurate reporting and readiness for trading activities
Manage daily settlements and collaborate with finance, treasury, and clearing brokers
Assist with regulatory compliance, audits, and process improvements


Required Qualifications

Must have Series 7 certification
4-5 years of brokerage operations or financial services experience
Understanding of operational controls and regulatory compliance standards
Ability to utilize G-Suite and other office productivity tools
Self-starter with the ability to work independently

Keywords: VirtualVocations, O'Fallon , Series 7 Licensed Operations Associate, Accounting, Auditing , Saint Louis, Missouri

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